AML programme audit
Independent examination of your end-to-end anti-money laundering programme, with sample testing and a board-ready findings report.
Engagements
Professional AML and financial audit work for regulated firms in Hong Kong — scoped as discrete engagements, not open-ended retainers by default.
CDD file testing
Targeted sampling of customer due diligence files to test completeness, risk rating consistency, and refresh timing.
Remediation readiness review
A focused pass over open AML findings to confirm evidence packs are complete before you tell the board or regulator they are closed.
Sanctions controls review
Examination of name screening lists, match disposition, and escalation records for sanctions and politically exposed persons.
Each engagement begins with a short scoping call to confirm licence type, systems in use for screening and monitoring, and the documents we will need on day one. Fees reflect sample size and whether fieldwork is on-site at your Central or Kowloon offices.